Ms. Pormalejo is a highly accomplished professional with 18+ years of hands-on experience in the Philippine securities brokerage industry, having held key leadership roles in premier local and foreign institutional brokerage firms. Her career includes tenures at Salisbury BKT Securities, where she catered primarily to foreign institutional clients, and Globalinks Securities, further solidifying her expertise in cross-border trading, equity research, and high-net-worth client servicing.

As the firm’s Associated Person and Compliance Officer, she ensures full regulatory adherence to the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and Data Privacy Commission (DPC). Her rigorous oversight guarantees that the firm operates with uncompromising integrity, transparency, and strict compliance—critical factors in safeguarding client investments and maintaining market confidence.

Beyond compliance, Ms. Pormalejo serves as the firm’s Data Privacy Officer, leveraging her prior experience in the same capacity at another leading brokerage firm. She enforces robust data protection policies in line with the Data Privacy Act of 2012, ensuring client information remains secure. Additionally, as the Safety Officer, she upholds workplace safety standards, further reinforcing the firm’s commitment to operational excellence.

Her deep regulatory knowledge, sharp market insight, and meticulous attention to compliance make her an indispensable leader in the firm’s mission to deliver secure, ethical, and high-performance brokerage services. Clients and partners benefit from her proven track record in navigating complex capital market regulations while optimizing investment security.

Education & Continuous Professional Development:

• Bachelor of Science in Commerce, Major in Accounting
• Bachelor of Science in Education, Major in Mathematics and Business Statistics
• Regular participant in advanced regulatory and market training conducted by the SEC, PSE, and other governing bodies

Ms. Pormalejo’s extensive brokerage expertise—honed at Salisbury BKT and Globalinks—combined with her unwavering compliance focus, provides clients with the assurance that their investments are managed under the highest professional and ethical standards in the Philippine market.