Mr. Ojales is a Licensed Certified Securities Representative (SEC & PSE) with 12+ years of specialized experience in equity trading, portfolio management, and securities distribution. His career demonstrates proven expertise in trade execution, regulatory compliance, and investment operations across multiple brokerage platforms.

Professional Expertise & Key Responsibilities

As a seasoned securities professional, Mr. Ojales specializes in:

• Precision Trade Execution: Ensuring accurate, timely, and compliant execution of client orders in equity markets
• Portfolio Management: Overseeing company investment portfolios across common and preferred stocks
• Regulatory Compliance: Establishing AMLA-reporting procedures and maintaining SEC/PSE standards
• Process Innovation: Developing operational systems for mutual fund distribution and back-office migrations

Career Highlights

• Yorkville Capital and Investment Corp (2021-2025)
  • Managed diversified investment portfolios across online brokerage platforms
  • Pioneered mutual fund distribution systems with enhanced monitoring and client reporting
• LARRGO Securities Co., Inc. (2013-2021)
  • Executed high-volume client trades with 100% accuracy and compliance
  • Led back-office system migration to WinStockSS/SFI platform
  • Developed AML compliance protocols for reportable transactions 

Education & Certifications

• Bachelor of Science in Business Administration, Major in Financial Management (De La Salle Lipa)
• Certified Securities Representative (SEC & PSE Licensed)
• Civil Service Professional Eligible (Philippine Civil Service Commission)

Key Areas of Expertise

• Equity Trading & Order Execution
• Portfolio Allocation & Management
• Mutual Fund Distribution Systems
• Securities Regulatory Compliance (SEC, PSE, AMLC)
• Back-Office Operations & System Migrations

Mr. Ojales combines technical trading expertise with rigorous compliance standards, ensuring all transactions meet both client objectives and regulatory requirements. His experience in both traditional brokerage and investment firms provides Wecap Financial with valuable insights into market operations and client service excellence.